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Tirador Compliance
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Need RIA Compliance Help?

Need RIA Compliance Help?Need RIA Compliance Help?Need RIA Compliance Help?

Tirador Compliance provides personalized, relevant compliance services for Colorado and SEC-registered investment advisers.

Contact Us

Need RIA Compliance Help?

Need RIA Compliance Help?Need RIA Compliance Help?Need RIA Compliance Help?

Tirador Compliance provides personalized, relevant compliance services for Colorado and SEC-registered investment advisers.

Contact Us

Why Tirador?

Experience

  • A former state regulator, our Principal Consultant brings 20+ years experience in financial services.
  • Since 2015, Tirador has consulted for over 100 RIAs. 
  • Our clients manage $4.6+ billion total AUM as of Q1 2025.

Arrows in target

Focus

  • Our services are tailored for your firm. You work with real people who know you, your firm, and your regulatory requirements. 
  • We are small firm specialists for state and SEC registrants. Our clients average $73 million AUM, with a median of $55.8 million as of Q1 2025.

Our Compliance Management Platform

A Tech Solution to Grow With Our Clients

Tirador Compliance partners with Complect to provide a bespoke compliance management platform for our clients! 


Complect provides a web-based RIA compliance system for a robust, collaborative, easy-to-maintain environment.


The Complect system:

  • Serves as a centralized repository for compliance policies, documentation, and task management
  • Provides Tirador with visibility into RIA compliance work as it progresses through the year to enhance our collaboration 
  • Offers additional, optional subscription levels that can include risk management, internal reviews, exam management, CRM integrations, personal trading supervision, and storage capacity


Clients of Tirador Compliance have access to preferred pricing, customized features, and priority support with Complect.


This partnership offers competitive value in right-sized compliance services for small and medium RIAs in a constantly-evolving regulatory landscape. "Right-sized" means thorough and robust enough to keep you in compliance without saddling you with overbuilt, overbearing procedures and systems designed for big shops with full-time compliance staff.

Schedule A Call

The Quickest Way to Connect!

You can book a web session or a call, usually within one business day.

Schedule A Call

Tirador: Marksman, Archer


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