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Tirador Compliance
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Need RIA Compliance Help?

Need RIA Compliance Help?Need RIA Compliance Help?Need RIA Compliance Help?

Tirador Compliance supports small & medium Investment Advisors with personalized, relevant compliance services.

Contact Us

Need RIA Compliance Help?

Need RIA Compliance Help?Need RIA Compliance Help?Need RIA Compliance Help?

Tirador Compliance supports small & medium Investment Advisors with personalized, relevant compliance services.

Contact Us

Why Tirador?

Experience

Our Principal Consultant served as Securities Examiner for the Colorado Division of Securities. He brings 15+ years in financial services and 20+ years experience in regulatory compliance.

Arrows in target

Focus

Our services are tailored for your firm. You work with a real people who know you, your firm, and your regulatory requirements. 

Big News -- A New Strategic Partner!

A Tech Platform to Grow With Our Clients

Tirador Compliance is pleased to announce that we have partnered with Complect to provide a bespoke compliance management platform for our clients! 


Complect provides a web-based RIA compliance solution for a robust, collaborative, easy-to-maintain environment.


The Complect system:

  • Serves as a centralized repository for compliance policies, documentation, and task management
  • Provides Tirador with visibility into RIA compliance work as it progresses through the year to enhance our collaboration 
  • Offers additional, optional subscription levels that can include risk management, internal reviews, exam management, CRM integrations, an examiner portal, personal trading supervision, and storage capacity


Clients of Tirador Compliance will have access to preferred pricing, customized features, and priority support with Complect.


This partnership offers competitive value in right-sized compliance services for small and medium RIAs in a constantly-evolving regulatory landscape. "Right-sized" means thorough and robust enough to keep you in compliance without saddling you with overbuilt, overbearing procedures and systems designed for big shops with full-time compliance staff.

Schedule A Call

The Quickest Way to Connect!

You can book a web session or a call, usually within one business day.

Schedule A Call

Tirador: Marksman


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