Tirador Compliance is pleased to announce that we have partnered with Complect to provide a bespoke compliance management platform for our clients!
Complect provides a web-based RIA compliance solution for a robust, collaborative, easy-to-maintain environment.
The Complect system:
- Serves as a centralized repository for compliance policies, documentation, and task management
- Provides Tirador with visibility into RIA compliance work as it progresses through the year to enhance our collaboration
- Offers additional, optional subscription levels that can include risk management, internal reviews, exam management, CRM integrations, an examiner portal, personal trading supervision, and storage capacity
Clients of Tirador Compliance will have access to preferred pricing, customized features, and priority support with Complect.
This partnership offers competitive value in right-sized compliance services for small and medium RIAs in a constantly-evolving regulatory landscape. "Right-sized" means thorough and robust enough to keep you in compliance without saddling you with overbuilt, overbearing procedures and systems designed for big shops with full-time compliance staff.