Our Principal Consultant served as Securities Examiner for the Colorado Division of Securities. He brings 15+ years in financial services and 20+ years experience in regulatory compliance.
Our services are tailored for your firm. You work with a real people who know you, your firm, and your regulatory requirements.
Tirador Compliance is pleased to announce that we have partnered with Complect to provide a bespoke compliance management platform for our clients!
Complect provides a web-based RIA compliance solution for a robust, collaborative, easy-to-maintain environment.
The Complect system:
Clients of Tirador Compliance will have access to preferred pricing, customized features, and priority support with Complect.
This partnership offers competitive value in right-sized compliance services for small and medium RIAs in a constantly-evolving regulatory landscape. "Right-sized" means thorough and robust enough to keep you in compliance without saddling you with overbuilt, overbearing procedures and systems designed for big shops with full-time compliance staff.
